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Exam Code:
SIE
Exam Name:
Securities Industry Essentials Exam (SIE)
Questions:
94 Q&A
Product Type:

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NEW QUESTION: 1
Which of the following types of trust models is used by a PKI?
A. Centralized
B. Transitive
C. Decentralized
D. Open source
Answer: A
Explanation:
Section: Cryptography
Explanation/Reference:
Explanation:
PKI uses a centralized trust model. In a simple PKI a single centralized certification authority (CA). In a
hierarchical trust model the root CA is the center of the model, with subordinate CAs lower in the hierarchy.
Note: A public key infrastructure (PKI) is a set of hardware, software, people, policies, and procedures
needed to create, manage, distribute, use, store, and revoke digital certificates.
A trust Model is collection of rules that informs application on how to decide the legitimacy of a Digital
Certificate.

NEW QUESTION: 2
SAP Activate fir SAP S/4HANA Cloud Methodology and Best Practices
Which tools are used during the Realize phase of an SAP S/4HANA Cloud deployment? 3 answer
A. Product Availability Matrix
B. SAP S/4HANA migration cockpit
C. Manage Your Solution application
D. Test Tool
E. Implementation Guide
Answer: B,D,E

NEW QUESTION: 3
Was sollten die Länder tun, um zu verhindern, dass gemeinnützige Organisationen gemäß den Empfehlungen der Financial Action Task Force 40 zur Finanzierung des Terrorismus missbraucht werden?
A. Ermöglichen Sie das Einfrieren von Vermögenswerten von gemeinnützigen Organisationen
B. Erstellen Sie Gesetze, die es gemeinnützigen Organisationen verbieten, grenzüberschreitende Transaktionen abzuschließen, ohne diese zuvor in bekannten terroristischen Datenbanken zu führen
C. Stellen Sie sicher, dass gemeinnützige Organisationen nicht dazu verwendet werden können, die Umleitung von Geldern, die für legitime Zwecke bestimmt sind, an terroristische Organisationen zu verbergen oder zu verschleiern
D. Fordern Sie alle gemeinnützigen Organisationen auf, sich bei der Financial Intelligence Unit des Landes zu registrieren
Answer: C

NEW QUESTION: 4
Company A has a formal comprehensive corporate code of ethics while company B does not. Which of the following statements regarding the existence of the code of ethics in company A can be logically inferred?
1. Company A exhibits a higher standard of ethical behavior than does company B.
2. Company A has established objective criteria by which an employee's actions can be evaluated.
3. The absence of a formal corporate code of ethics in company B would prevent a successful audit of ethical behavior in that company.
A. 2 and 3 only
B. 1 and 2 only
C. 3 only
D. 2 only
Answer: D

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