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ESG-Investing Study Guide, CFA Institute Exam ESG-Investing Fee | Reliable ESG-Investing Test Practice - Biometabolism

Exam Code:
ESG-Investing
Exam Name:
Certificate in ESG Investing
Questions:
94 Q&A
Product Type:

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NEW QUESTION: 1
用語を正しい定義に合わせてください。
Explanation:答えるには、適切な用語を左側の列から右側の説明にドラッグします。
各用語は、一度だけ、二度以上、またはまったく使用されないかもしれません。
注:各正しい一致は1ポイントの価値があります。

Answer:
Explanation:


NEW QUESTION: 2
In which of the following scenarios is an investment adviser representative required to disclose the fact that someone other than the representative performed the research on which his advice to the client is based?
I. The investment adviser representative recommends the same asset allocation for his client that a buddy of his did after his buddy had done some research for a client with similar characteristics.
II. The investment adviser representative provides a recommendation for his client based on research provided by a broker-dealer that provides the investment adviser with its analysts' recommendations in return for trades that the investment adviser executes using the services of the broker-dealer, as well as a couple of other research sources he finds on the internet.
III. The investment adviser representative submitted his client's information to a data base that provided a recommendation for the asset allocation of the client's investment monies that the adviser deemed was sound and, therefore, recommended it to his client.
A. III only
B. I and III only
C. II only
D. I only
Answer: B
Explanation:
Explanation/Reference:
Explanation: An investment adviser representative is required to disclose the fact that someone else performed the research on which advice to the client is based in scenarios described in I and III only. If the representative provides a recommendation to the client based solely on the recommendations provided by others to whom he provided the data, he must disclose this. However, if the adviser representative has based his recommendations on his own assessment of analysts' reports and recommendations, as is suggested in Selection II, then there is no disclosure requirement.

NEW QUESTION: 3
Each ONA follows an ONA Life Cycle Management to describe its states.
When the ONA is in the Ready state, which statement is true?
A. It is when a device is connected to the network for which the device inventory/profile is not present.
B. It is when the device inventory/profile is present and associated to a Service Profile, and the device is in the network, authenticated, and operational.
C. It is when the device Inventory/profile is present, and the device is in the network and authenticated, but the service profile Is not associated.
D. It is when the device Inventory/profile is present and associated to a service profile, but the device is not in the network.
Answer: D

NEW QUESTION: 4
Which statement is true about an alarm in a Suppressed state?
A. An alarm can be suppressed for a specific duration in minutes.
B. An alarm can be suppressed for a specific duration in hours.
C. An alarm can be suppressed for a specific duration in seconds.
D. An alarm can be suppressed for a specific duration in days.
Answer: D

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